Obstructive sleep apnoea (OSA) is a common sleep-related breathing disorder, where the upper airway repeatedly collapses during sleep. During an obstructive breathing event, someone with OSA continues to breathe but cannot get enough air into the lungs because the upper airway becomes too narrow or closes completely (this is known as apnoea).
Although the OSA patient is likely unaware, the airway typically reopens when they awaken from sleep, usually for a period of three to 15 seconds. These intermittent breathing disruptions and arousals, which can occur more than 100 times per hour in severe cases, lead to low oxygen levels (hypoxia) and interrupt sleep continuity.
It’s unclear exactly how many people currently have OSA and we expect many are unaware they have the disorder. The largest American community-based study of the occurrence of OSA conducted in the 1990s found 24% of men and 9% of women were affected. These individuals experienced more than five breathing disruptions per hour of sleep, a level associated with a variety of adverse health outcomes. Similar occurrence rates were reported in Australian males in the mid 1990s.
But given the ever-increasing rates of obesity, a major risk factor for OSA, the current prevalence is likely to be considerably higher.
High economic and health costs
The total economic cost of OSA to the Australian community was estimated at more than $21 billion in 2010. This includes the cost of health care, as well as indirect costs such as accidents, social security payments and lost productivity.
In terms of health costs, untreated OSA is associated with multiple adverse outcomes. As you can imagine, repetitive breathing disruptions can severely affect sleep quality and can lead to excessive daytime sleepiness. Dreaming (rapid eye movement) and deep (slow wave) sleep, both of which are believed to be important for memory and learning, are often disrupted in patients with OSA. Accordingly, impaired brain function can occur.

Patients with OSA are also six- to seven-times more likely to have a motor vehicle accident. Repetitive airway collapse can lead to large pressure fluctuations in the chest and hypoxia which places stress on the heart and cardiovascular system. Consequently, the risk of high blood pressure, stroke and sudden cardiovascular death during sleep is increased in people with OSA, as is diabetes.
Most recently, OSA has been associated with an increased risk of cancer death.
Causes
There are a variety of causes of OSA. Obesity, being male, and getting older are all risk factors. But we’re yet to fully understand how each of these factors actually cause OSA. Indeed, although far less common, young, thin individuals can also have OSA.
What is clear, is that some degree of anatomical vulnerability – having a narrow or a crowded upper airway – combined with an inability of the upper airway muscles to keep the airway open during sleep are characteristic features of OSA.
Other factors such as waking too easily and having an overly active breathing response during sleep can also contribute.
Ultimately, the interaction of the various causes of OSA, the relative contribution of which varies substantially between patients, determines whether or not an individual has OSA and how severe it is.
Treatment
The first-line treatment for OSA, developed by the pioneering work of Professor Colin Sullivan from the University of Sydney in the early 1980s, is continuous positive airway pressure (CPAP). The concept is simple: the patient wears a mask and sufficient air, the amount of which varies between patients, is blown into the mask to prevent airway closure during sleep.

The masks and technology to deliver CPAP have progressed substantially. CPAP is now highly effective in reducing sleep-related breathing disturbances and millions of patients worldwide benefit enormously from CPAP therapy.
But around half of OSA patients are either completely intolerant or only partially compliant with CPAP, leaving many patients incompletely treated or untreated. Secondary treatments, such as mandibular advancement splints (a dental device designed to pull the jaw forward to open the throat area), are beneficial in many cases but tend to be less effective than CPAP.
New advances in sleep apnoea research
Given the burden of disease, its major consequences, the high failure rates of CPAP and the limited number of alternative treatment options, developing novel and effective treatments for OSA is a priority.
Ongoing work aimed at defining the various causes of OSA in individual patients offers hope that it will be possible to tailor novel therapeutic approaches on a per-patient basis.
Finally, while there have been several studies linking untreated OSA with adverse health outcomes (particularly cardiovascular disease) and the potential for CPAP to improve certain cardiovascular parameters, we still don’t have large clinical trials demonstrating that CPAP reduces major cardiovascular events in those who are most at risk.
Several large-scale multi-centre trials are underway around the world aimed at addressing these unresolved issues – the Adelaide Institute for Sleep Health’s Sleep Apnoea Cardiovascular Endpoints (SAVE) study is just one example. This work will be crucial in informing future clinical care of OSA and its consequences.
See more Explainer articles on The Conversation.
Lynne Day
Nurse Practitioner
Hello Danny thanks for this info on reserach for practical interventions for those with OSA. Coincidently I was thinking about the issue of many people I see who are not able to tolerate the CPAP, yesterday while out for a run. Specifically I wondered if targeted exercise: toning muscles that become flaccid during sleep ( neck, soft palate, jaw ..) may have benefit. We are seeing more and more that our bodies are 'hard wired' for movement and generally responds to balance homeostasis with movement/exercise. Might this be the case with OSA?
Alan Blackshaw
logged in via LinkedIn
Danny,
Thanks for the article. I have used CPAP for a number of years and find it to be a good assistance for OSA. Over the last few years I have lost about 25 kgs however, this has had little effect on my OSA.
I had looked at Mandibular Advancement Splints but my dentist believed these had time limited success and that would not be worth the cost and time involved.
The only real problem I've found with CPAP is when travelling. I don't know how many times my CPAP machine has been put through the XRay repeatedly and then find I experience the "random" bomb residue scan.
Peter Ormonde
Peter Ormonde is a Friend of The Conversation.
Farmer
I've just spent the week in the Cardiac Resuscitation Unit at a large regional hospital. My first heart attack. Not many firsts left at my age - so it was interesting.
The bed next door was occupied by a woman who was on her third. Morbidly obese, asthmatic, 40 a day smoker, lived alone (with the help of home care services) in her flat, essentially immobile. A host of sores, fungal infections, elephantine feet. And sleep apnoea with its own Richter scale.
I've worked on ships, shared dorms…
Read moreSue Ieraci
Public hospital clinician
Peter - not everything that snores is OSA.
While you might be right, it sounds from your description that this woman had emphysema and right heart failure from smoking, as well as her obesity.
Emphysema causes expiratory noise (wheeze) when the airways collagse from the change of air pressure in the chest. This is different to upper airway blockage that occurs during snoring - generally on the inward breath, as the soft tissues of the back of the throat fall back and cause blockage.
Of course, it's quite possible that she had both. And yes, stopping smoking would help avoid repeated hospitalisations. Our community doesn't consider it ethical to leave people like this to suffer with no help - who knows what her life circumstances were?
George Michaelson
Person
I have gone the splints path, and I suspect compliance is probably worth investigating there, as well as CPAP.
The splints are interesting. I think I was the first my dentist had done, so given they are around 1-2y old, by now I'd hope more had been done, but I sense this is still 'newish' technology for that community. They struggled to find the PBS codes for it, which also suggested it wasn't routine.
Given the longterm health cost of obstructive apnea, I would have thought the promotion…
Read morePeter Ormonde
Peter Ormonde is a Friend of The Conversation.
Farmer
Morning Ms Sue,
Nah - it was definitely pneumonia ... the X-rays showed her lungs - what there was of them - were filled with fluid. But she probably had given herself emphysema as well. Basically the woman was falling to bits ... a slow, publicly funded sort of suicide really.
Seriously Sue I have seen homeless people - long-termers - alcoholic, chain-smoking, bin-raiding psychotics, rough sleepers - in better physical nick than this poor sad girl.
The thing that struck me though was…
Read moreSue Ieraci
Public hospital clinician
Hi, Mr Peter
You are certainly right that subspecialisation in medicine leads providers to compartmentalise. As a specialist in a very broad specialty, it certainly frustrates me to have to plug someone with multi-system disease into a single-system hole.
Ultimately, we need both the expensive gadgets AND the long-term observation and prevention.
The trouble is, in our risk-averse society, we don't accept the inherent risks in life very well, and we are too ready to hold providers accountable when things go wrong.
If we could stop everyone smoking and reduce the weight of the significantly obese, we could certainly further extend the life-span, but then we'd end up in the Coronary Care Unit a few years or decades later. Our organs have to fail eventually...
Tom Hennessy
Retired
Obstructive sleep apnea is accompanied by increased red blood cells , erythrocytosis , which is thought to be caused BY the sleep apnea , secondary to the apnea , but , the alternative theory is the sleep apnea is caused BY the increased red blood cells , erythrocytosis / polycythemia.
A 'human model' is "smokers polycythemia".
"Smokers are three times as likely to have obstructive sleep apnea (OSA)"
Testosterone too increases red blood cell production and coincidentally increases apnea.
"Testosterone has a dose-dependent stimulatory effect on erythropoiesis"
"Potential adverse effects of testosterone therapy applicable to all forms of testosterone delivery, such as fluid retention, gynecomastia, polycythemia, worsening of sleep apnea, "
Is it the increased red blood cells CAUSING the apnea as opposed to being secondary TO the apnea as is proposed?
Sue Ieraci
Public hospital clinician
"the alternative theory is the sleep apnea is caused BY the increased red blood cells , erythrocytosis / polycythemia. "
Nope, but easy to test:
1. Do people with inherited polycythaemia (PRV) have OSA? and
2. Measure the haematocrit before and after the onset of OSA.
We know about the physical mechanism of sleep apnoea - as it says above " the upper airway repeatedly collapses during sleep". How would polycythaemia cause that to happen?
Nice try though, Mr Hennessy.
Tom Hennessy
Retired
"We further hypothesise that polycythaemia vera may lead to sleep apnoea through decreased cerebral blood flow to diencephalic respiratory centres."
Sue Ieraci
Public hospital clinician
Mr Hennessy - why would "cerebral blood flow to diencephalic respiratory centres" be decreased only during sleep?
You may have missed the bit in the article that explains that OSA is an airway obstruction caused by the soft tissues - the primary problem is mechanical, not neural.
Next try?
Tom Hennessy
Retired
"Mr Hennessy - why would "cerebral blood flow to diencephalic respiratory centres" be decreased only during sleep?"
You are not familiar with the increased viscosity of the blood at night ?
"Morning increase of whole blood viscosity in obstructive sleep apnea syndrome"
Sue Ieraci
Public hospital clinician
Again, Mr Hennessy, you have missed the fact that the mechanical obstruction comes first, the increased viscosity is secondary.
Your quote, which says that viscosity is greater in the morning, would support this - because the hypoxia occurs at night. You know, during sleep. That's the "s" part.