Asian century goal relies on unjust rankings for universities

The Asian century white paper – released this week – presents a clear vision for the role of Australian universities in building links with Asia. To underscore this, the government announced a new target to have ten Australian universities among the top 100 in the world by 2025. But instead of using…

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Older universities are at a clear advantage in certain rankings – Monash University’s Vice-Chancellor Ed Byrne explains why. University image from www.shutterstock.com

The Asian century white paper – released this week – presents a clear vision for the role of Australian universities in building links with Asia.

To underscore this, the government announced a new target to have ten Australian universities among the top 100 in the world by 2025. But instead of using a composite or average of all the university ranking measures, the paper suggests just one – the Shanghai Jiao Tong rankings.

But the Jiao Tong, also known as the Academic Ranking of World Universities (ARWU), has flaws and should not be relied upon as the sole measure for Australian universities.

Reliable rankings?

Ranking universities is notoriously difficult and many use different criteria to assess research output and quality. Around 70% of the evaluation in the ARWU rankings is robust, but the remaining 30% is based solely on the number of Fields and Nobel Prize winners.

On this criteria, younger universities can’t compete – they tend to have fewer prize-winners and are put at a real disadvantage. They are effectively judged on only .7 of the total score.

With so many young institutions in Australia, the government’s target for Australian universities using just ARWU is almost impossible.

Why younger universities miss out

There are several reasons why younger universities are less likely to have Nobel Prize winners.

First, the work that leads to these awards is often done decades before the prize is received. This is because it usually takes that long for the significance of the work to become clear. For example, one of the recipients of this year’s Nobel Prize in Medicine, John Gurdon, was recognised for a discovery he made in 1962.

Second, credence is only given to the graduating institution and the current institution. The connection between the site of one’s original graduation and the work that earns a Nobel Prize is often tenuous – the work is usually done quite some time afterwards, typically after much post-doctoral experience and a series of academic positions in a range of institutions.

Third, a maximum of three scientists can receive the awards, but often many more than three people are involved in the discovery. In great discoveries one typically stands on the shoulders of other people – some giants and some not. An ad hoc committee’s determination of who the three most significant contributors were may be somewhat arbitrary.

Ultimately the committee’s decision is also subjective. When a committee distinguishes one achievement as standing head and shoulders above others, it necessarily calls upon personal opinion as much as scientific data. This is obviously true for the literature prize but just as true in the sciences.

It’s also true that the Nobel Laureate may have a relatively weak link with the university to which they are attributed. Often the work is done in an affiliated institution, such as a medical research institution. The scientist may have little contact across the university or with teaching or students.

Finally, the inclusion of Nobel Prizes and Fields Medals is to some extent double dipping. Scientists’ output is already recognised in rankings scales through high-impact, high-citation papers and that indeed is how they should be judged.

Research favouritism

The use of measures such as a Nobel Prize favours older, better-established institutions that go back decades. It is very hard for younger institutions, even those that are breaking through very rapidly to great excellence, to have the same opportunities for Nobels.

The ARWU rankings put far too much emphasis on this single award. There are a large number of awards in academia and science, some of which have great prestige in themselves.

Nobel Prizes and Fields Medals are lagging indicators. At a time of such rapid change in human knowledge and science it is a major flaw to use a university ranking system that places such weight from measures from the past.

Of course, those who get Nobel Prizes fully deserve them but there are often many other candidates who could have been considered with equal validity.

We are a young country with young institutions – getting ten Australian Universities into the top 100 in the ARWU will be difficult. The government needs to consider a broader based assessment of university excellence, not just one problematic measure.

Join the conversation

9 Comments sorted by

  1. Cindy H

    logged in via Twitter

    As a first year Asian studies student at Monash Uni (which probably has the largest, most culturally diverse student body in Australia), I have seen a surprising number of students from non-Asian backgrounds take up the subject and even pursue to learn an Asian language that they've never tried to study before. It was great to see that even outside of Asian studies, in my journalism class, there are a couple of students with no Asian backgrounds choosing to learn Chinese. I don't know the statistics but from what I've seen, it's clear that many students here have found a genuine interest or passion in Asia, whether this be in areas of politics or pop culture. It would be a shame if Monash University and other younger universities were to miss out on funding because I think most young people today already recognise the value of being 'Asia literate', as the government puts it.

    I just hope no one misses out.

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  2. Gianni S

    Student

    Nobel prize vagaries are hardly the biggest flaw in the University rankings. Teaching and learning quality, and measures such as staff:student ratio that actually make a difference to the quality of education for students at a tertiary education institution are barely measured, if at all. The Australian universities that are currently in the top 100 are ones that have managed to most effectively cut funding to undergraduate teaching while skimming the money that comes with hugely increasing undergraduate numbers into research (and inflated senior bureaucrat pay, but that's another issue). The exception to this is ANU which is funded differently, but like UQ and Melbourne Uni it has been cutting courses that a reputable uni in the US would never dream of cutting.

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  3. Gavin Moodie

    logged in via LinkedIn

    10% of Shanghai Jiao Tong University’s academic ranking of world universities is based on institutions' alumni who are Nobel laureates and Field medallists, but 20% is based on current staff who are prize winners. Even the youngest institution can employ Nobel laureates: all it needs is enough money. So Byrne's criticism of ARWU is exaggerated.

    At least Shanghai Jiao Tong University’s academic ranking of world universities is based on published data and thus is verifiable. The Times Higher Education and QS ranks are based on reputation surveys of unknown population sizes, response rates and representativeness.

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  4. Ed Byrne

    Vice Chancellor at Monash University

    My key point is that the inclusion of this weighting for Nobel
    Laureates introduces a major qualitative measure in these rankings
    which should not be downplayed. Institutions around the top 150
    research universities are differentiated as they progress up this
    scale in large part by the number of Nobel prizes they can claim for
    graduates or staff. A single Nobel can make a major difference in
    ranking. Gavin Moodie's point about recruiting Nobel Laureates is a
    fair one but in practice when academics…

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  5. John Canning

    Professor at University of Sydney

    We should be very concerned that anyone could take seriously any ranking scheme which uses any prize as a basis for determining a University's quality. Many of the recent Nobel prize winners could have been replaced by many of their colleagues without any relative difference in merit so it is clearly an inaccurate indicator of broader quality and relies much on subjective opinion and even networking. Ed Byrne is absolutely correct to draw attention to this kind of assessment - awards and prizes were never intended to be used to gauge institutions and it sends the wrong message to our next generation to do so.

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    1. Gavin Moodie

      logged in via LinkedIn

      In reply to John Canning

      Neither were research grants, publications nor citations ever intended as indicators of institutions' research performance, yet they are routinely used for just this purpose.

      Nonetheless, I agree with the common criticism that Shanghai Jiao Tong University’s academic ranking of world universities gives too much weight to Nobel laureates and Field medalists. Furthermore, the rank rewards institutions for alumni who were awarded a prize in 1901-1910, which is too long ago to have much bearing on institutions' current performance.

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    2. John Canning

      Professor at University of Sydney

      In reply to Gavin Moodie

      There is a considerable difference between grants, publications and citations to individual/focussed awards - whilst certainly not perfect by any means, those are figures that represent a much larger collective data set and are generally accessible to all. The use of Nobel Awards in particular to reflect an institution's competency over another is asking for a very large error for margin that could not be considered reasonable.

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  6. Tony Sheil

    Deputy Director, Office for Research at Griffith University

    It is useful to bear in mind in any discussion about the ARWU that these were initially developed as a benchmarking tool and only later morphed into a ranking instrument. It actually speaks volumes about the Chinese approach to developing world class universities - they are not afraid to gauge their performance against the gold standard of Harvard etc. In any discussion about Australia's position in the 'Asian century' it is helpful to remain aware of the uncompromising and 'no excuses' focus of…

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    1. John Canning

      Professor at University of Sydney

      In reply to Tony Sheil

      Indeed it is obvious that, if we accept the premise that international mainstream alignment is most important these tools have to be adopted because "mob say" often determines actual funding, first and foremost. And indeed in general if anything Australian institutions are much more heavily pushing towards mainstream acceptance above all else. On the surface this sounds perfectly reasonable.

      This is different to what Ed's article may be touching on - that the Asian Century demands real Australian…

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