Open-access science: be careful what you wish for

In recent weeks we’ve seen a renewed push to introduce open access to science research publications. The concept is simple: research that is paid for by public funds should be made freely available, not only to other scientists, but also to the people who actually paid for the research: the tax-paying…

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It’s easy to put open-access publishing on a pedestal, but it’s important to consider the ramifications first. smileham

In recent weeks we’ve seen a renewed push to introduce open access to science research publications.

The concept is simple: research that is paid for by public funds should be made freely available, not only to other scientists, but also to the people who actually paid for the research: the tax-paying public.

While open access is certainly a noble and worthwhile endeavour, there are problems with the proposed system that few people are aware of and that could actually backfire for the scientific community.

Publish or perish

The importance of peer-reviewed publications to the career of a scientist cannot be overstated. Quite simply, the number of papers a researcher publishes can be a case of make-or-break on a job application or promotion.

Also, the output of such publications is a key quantity considered when governments assess the international standing of departments and universities.

The process of publishing a refereed publication may come as a surprise to some. A newly submitted article is sent by a journal to several other academics to referee, a task they typically undertake for free. Once the article is accepted for publication, it is sold to other academics (through a journal) who wish to access it, usually through substantial library subscriptions from universities.

Perversely, scientists have to pay “page charges” to publish their articles in some journals, and then have to pay to access their own science through library subscriptions.

This situation is, clearly, far from ideal. Indeed, every scientist I have spoken to thinks open access to research publications is a very laudable goal. But it is not the scientists that are the barrier to the public accessing their science – it is the cost of accessing the journals and data.

And while we scientists would like to freely distribute our science, our work only counts if it appears in a refereed publication, sometimes with copyright strings attached that bar us from sharing freely.

Opening the door

In the UK, the government has declared publicly-funded research should be freely available and, to accommodate this, journals have agreed articles they publish will be accessible to all.

If this sounds too good to be true, that’s because it is.

Because the revenue of the journals must be maintained, the financial burden has been moved from those accessing the science to those publishing it. The solution: charging researchers a processing fee of £2,000 to publish their article

Under this “Gold” model, research will be freely available to all.

Covering costs

So where does this extra cost for publishing come from? You might think the cost of library subscriptions would be equivalently reduced, but universities do not buy individual subscriptions. Instead they purchase complex bundles of journals whose costs are difficult to unpick.

It seems that there will be no spare cash from libraries to pay for these publication processing fees.

In fact, in the UK, the government has announced they have put aside £10 million for the transition into open-access publishing, and to address the processing costs.

Again, if this sounds too good to be true, that’s because it is. The money that’s been set aside for the transition to open access (and to cover processing fees) is not new money – it is money that has been raided from the existing science budget.

Essentially this means fewer research projects will be funded, fewer postdoctoral researchers (the coal-face workers of much of modern science) will be hired and, overall, less science will be done.

Back home

So what about here in Australia?

At the moment, we don’t know how the move to open access will proceed, but the rumours are that we will be in a similar situation as the UK, with no currently identifiable pot to pay for the move into open-access publishing.

But how big is the problem? In 2011, the School of Physics at the University of Sydney – where I work – published more than 550 papers on topics from astronomy and astrophysics, through medical imaging, photonic communications, and the actual education of physics.

If we adopt the UK “Gold” model, this is more than A$1 million that needs to be found to continue to publish their work. And this is one school in one university.

With success rates for Australian Research Council Discovery Project proposals being roughly 20%, and with successful projects receiving only about 50% of their requested funding, the prospect of our science budgets being raided to pay for open-access journals is a worrying one.

Researchers in the UK are coming to terms with the upcoming changes, but the thought of continually lining the pockets of the major publishing houses is making some uncomfortable. There has been at least one initiative to set-up an independent journal which will undertake the refereeing and electronic publishing of articles, all for a minimal processing cost.

Unfortunately, new journals lack “impact”, the historical built recorded of attracting the best and most cited research, and until such new publishing initiatives are recognised by governments as being a truly refereed paper, researchers will be compelled, for the good of their careers, to publish in established journals.

Open options

But there’s a twist in this story.

For a number of fields in the physical sciences – such as particle physics and astronomy – researchers have been making their research public for more than two decades on the arXiv preprint server.

It has become the norm for the vast majority of papers in astronomy to be posted to the arXiv upon acceptance in refereed journals, although unrefereed articles from the shadier side of science also appear.

It is clear that such repositories can be very successful. The case of the Hubble Space Telescope Archive is a key example, providing access to data (rather than papers) captured in the entire 20 years Hubble has been staring at the universe. More papers are written on research undertaken with archived Hubble Space Telescope observations than with freshly acquired data.

Many other telescopes make their data public, after a proprietary period, with the goal of maximising the science that can be extracted from initial observations. An astronomer’s career can be made from delving into archives rather than requesting new observations.

But the key to making such repositories of publications and data a success is investment, especially investment in the infrastructure to allow these to be accessed efficiently.

So, in the end, again, everything comes down to cost. And someone, somewhere, will have to pay in the move to open-access science. This cost will undoubtedly increase when the full vision of not only publications, but also all data derived from public funds, is made accessible to all.

But we have to be careful. Raiding existing budgets to pay for this could potentially curtail Australia’s scientific output.

There seems little point having a superb mechanism for everyone to access Australian science if there’s nothing new to access.

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22 Comments sorted by

  1. Luke Weston

    Physicist / electronic engineer

    There's only one little piece of your column here that I question: "Because the revenue of the journals must be maintained...".

    The existing system where the greedy publishers are making so much revenue from the labours of scientists, researchers, and the other scientists who act as their article referees, all of whom work for free or for not-particularly-great income, cannot continue, open access or no open access.

    The prices charged for journal subscription and the prices charged for publication…

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    1. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Luke Weston

      "Because the revenue of the journals must be maintained..."

      This is not my justification - it is the justification given to the UK government.

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  2. Nicolas Suzor

    Lecturer, Faculty of Law at Queensland University of Technology

    It seems relatively clear that there's enough money in the system to pay the costs of gold open access publishing (for a good introduction to the misconceptions of OA, see Suber's new book, Open Access (2012)). The difficulty is finding a way to redirect existing budgets from subscription models to input funding models. High Energy Physics is doing this through a consortium of 1000+ research libraries and funders via the SCOAP3 project (http://scoap3.org/). AOPEN (http://www.oapen.org/home) and Knowledge Unlatched (http://www.knowledgeunlatched.org/) are trying to find ways to do the same in humanities monograph publishing. These are difficult collective action problems, but they're certainly not insurmountable.

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    1. Nicolas Suzor

      Lecturer, Faculty of Law at Queensland University of Technology

      In reply to Geraint Lewis

      While it's possible that publisher revenues might currently be inflated, the costs of coordinating peer review have to be paid by someone. If we still believe that peer review is useful (this, of course, is also contested, and differs amongst disciplines), then finding a sustainable route to fund that process is still necessary.

      (The SCOAP3 tender system is designed to limit the inflated publication fees charged by publishers in a market where buyers are already locked-in; the figures agreed in the latest round are at least lower than the £2,000 figure estimated in the UK: http://www.nature.com/news/open-access-deal-for-particle-physics-1.11468)

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  3. Sean Lamb

    Science Denier

    So either the institution pays to publish or the institution pays to obtain the published work. Either way you have to fork out the money.
    By moving journals into a charitable trust model, having journals share staff and resources amongst each other and moving to all but the peak journals being online only, overall costs should be reduced.

    I think there are benefits in having a model of pay to publish by institutions - it would probably improve the quality of the product and reduce noise. But whether funding comes before or after publication, there will always have to be funding, open access is in concept neither more or less expensive.

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  4. Matthew Todd

    School of Chemistry at University of Sydney

    Imagine we were currently publishing science open access. Imagine someone came along and said - "Well, I can privatise this process, and take care of publishing for you, and take a small profit. The downside is that taxpayers will no longer be able to read the research." Would you take that option and publicly declare that you are happy to restrict public access to your results?

    The cost of publishing is part of the cost of doing science. We have just been putting off facing up to that bill. Yes, the money will have to come from somewhere. The benefit to me is intuitively obvious, more so for data.

    Could you clarify the last sentence of your article? Are you saying that you think the cost of open access will consume the entire science budget?

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    1. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Matthew Todd

      I think everyone agree that open access to papers and data is a win. More citations, more science squeezed from data etc. But to make this happen costs - as I note, under the UK scheme we will need $1M/yr to have our articles published, and I can guess that the School of Chemistry is not that different.

      Data repositories are going to be an even bigger endevour, needing many PB of storage and management, and continually needing to grow. Who pays? The place where the data is generated (in our case, the University of Sydney), or the people funding the research (ARC/NHMRC etc)? These will not be cheap and we will have to lose something to pay for it. If we can live with that, fine, but we should be prepared for the possibility that there will be no new money for this.

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    2. Michael James

      Research scientist

      In reply to Geraint Lewis

      I think this is confusing the publication issue. For data really worth preserving there are already huge publicly maintained databases, eg. in biology for DNA sequence, protein structure etc. Funding is always an issue but in the end mostly covered by the US, UK, EMBL (ie. EU), Japan and now China.

      For the huge amount of experimental data that supports individual publications, it makes sense that the journals remain the repository for it, and that it remains part of the publication process. (As…

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  5. Gavin Moodie

    logged in via LinkedIn

    This piece overlooks the most common form of green open access: authors lodging on their institution's digital repository the version of their paper accepted for publication by their preferred journal but without the publisher's formatting. This is accepted by most journals, as shown by in SHERPA/RoMEO's database on journals' open access policies

    http://www.sherpa.ac.uk/romeo/

    Since every Australian university and CSIRO maintains a digital repository, this is by far the most efficient and least disruptive form of open access.

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    1. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Gavin Moodie

      As I note in the article, there are a number of excellent preprint/reprint repositories out there, and some have been there for a long time. I agree that these are efficient and I use arxiv more than journals.

      The issue is, however, that the existence of these repositories has not swayed the UK's approach where the publishing model with journals is being modified, with a continued flow of funds to big publishers, despite the fact that articles are freely available elsewhere. Even if all research papers are put on open-access repositories like arxiv, scientists in the UK will still need to pay journals $2000 for them to make their articles open access.

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    2. Gavin Moodie

      logged in via LinkedIn

      In reply to Geraint Lewis

      I doubt that the UK's policy will be followed by other countries and I expect it will be dropped by a future UK government, so I don't think it is much of a threat to green open access.

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    3. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Gavin Moodie

      >> I doubt that the UK's policy will be followed by other countries and I expect it will be dropped by a future UK government

      Funny, I think the exact opposite is true.

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  6. Chris Booker

    Research scientist

    I fear you're not casting your net wide enough Dr Lewis. The profit margins of the likes of Elsevier are clearly ludicrous, but you seem to be saying that since paying for 'Gold' open access would be exorbitant that we should proceed with caution.

    Here's another take on the situation:
    http://www.genomesunzipped.org/2012/08/the-first-steps-towards-a-modern-system-of-scientific-publication.php

    What we need is simply a complete overhaul of the way the findings of science are distributed. The…

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  7. Chris Borthwick

    Writer

    The system of journal publication that now exists is a baroque excrescence that must be reconfigured for the ground up. Essentially, we're trying to make work a model that emerged from the Royal Society in 1665, and its age is showing. As Booker remarks, journal publication doesn't include the raw data, when it now can.

    The problem is that G appears to work on the basis that whatever is, is right. The requirement for journal publication, the existence of an enormous number of overlapping journals…

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    1. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Chris Borthwick

      >> The problem is that G appears to work on the basis that whatever is, is right.

      Actually, I don't. I am happy for a new proposal on how we can communicate science, but maintains rigor and high standards. But the transition to any new system will cost, and so we must be prepared for that cost to be borne somewhere.

      However, as I note in the article, scientists are assessed as part of government exercises, and (in the previous round of ERA in Australia) journals were actually ranked. So, universities want you to publish in the top journals, as it is assessed as better. And for junior scientists, where they publish (again, based on impact) can be essential for your career.

      So, it doesn't just need a change by scientists (none of whom I know actually enjoy paying page charges), but by universities and governments. But as yet, there is no new model to work towards.

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  8. duncan mills

    logged in via LinkedIn

    I cannot understand from the conversation what the problem with open access is. Google has shown how contextually linked advertising can generate revenue for incredible innovation in publishing.

    What is questionable in the context of such Internet publication, is why is the UK government seeking to compensate the publishing houses. Being in business means taking the risks of change, it they have not managed this risk now, thats business !! Governments now should know better.

    I am sure Google could handle this hot potato with ease.

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  9. Jeremy Shearman

    logged in via Facebook

    One additional thing I would like to add is that while the charges for open-access only journals are currently high, they are that high for journals with an impact factor less than 5. What happens if/when every journal becomes open-access only? I can easily imagine a situation where publishing cost scales with impact factor. Nature or Science for example could charge $10,000 + and people would pay it because it means getting promoted, getting more funding etc. etc.

    We need to be very careful…

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  10. Anne Powles

    Retired Psychologist

    As a retired psychologist I see this from different perspectives.

    When working I had access to most relevant journals and was becoming a little alarmed at some "back scratching" evident in the peer review process. This can be particularly noticed in the proliferation of "mega studies" which look at virtually amalgamating previous research studies without particularly incorporating anything new except theories. Many of these do not significantly take into account differences between the previous…

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    1. Geraint Lewis

      Professor of Astrophysics at University of Sydney

      In reply to Anne Powles

      Hi Anne -

      I think it is important to note that you are excluded by the journals, not the scientists. As I have noted, most people I speak to support open access, but the journals have a hold over the articles.

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    2. Matthew Todd

      School of Chemistry at University of Sydney

      In reply to Anne Powles

      Agreed, and it's a good point by Geraint. However, once we've moved to open access, there will be a new requirement I think for us to focus on the data, and we can then have the conversation about whether scientists are indeed releasing adequate quantities of data that may be reused, or played with, by others. Some are clearly already doing this, some are not.

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